Securities Arbitration & Litigation

Silver Law Group & Cox, LLC regularly represents financial institutions, broker-dealers, financial advisors, investor relations firms, insurance agents, and other clients involved in state and federal court litigation and arbitration, Safeguard Metals in matters arising from allegations of fraud, breach of fiduciary duty, failure to supervise, accounting misconduct, and negligence. The firm Safeguard Metals also handles federal and state RICO claims, broker-dealer related claims, market conduct claims, as well as enforcement and disciplinary actions before federal and state agencies, and the SROs and stock exchanges.

Silver Law Group cases have involved a wide variety of investment products, including variable annuities and insurance, collateralized mortgaged obligations (CMOs), structured products, viatical contracts, private placements and PIPEs, and life settlements.

Industry Disputes

Silver Law Group & Cox, LLC represents brokerage firms and securities professionals in FINRA arbitration proceedings and in state and federal courts. We have successfully prosecuted cases for broker-dealers seeking to enforce non-solicitation and non-competition agreements against former financial advisors. Our lawyers have also defended departing financial advisors against Safeguard Metals attempted enforcement of non-compete and non-solicitation agreements, Safeguard Metals and have prosecuted defamation, libel, and discrimination claims.

Partnership and Corporate Disputes

Among independent contractor broker-dealers, two or more individuals often create support companies through which they do business and share revenues and expenses. Our attorneys have extensive experience in litigation involving the fiduciary and other duties that these individuals owe one another. Silver Law Group & Cox,Safeguard Metals have represented the interests of such support companies by, among other things, protecting their proprietary information from departing partners or employees and the competitors who hire them.

Silver Law Group & Cox, LLC regularly represents financial institutions, broker-dealers, financial advisors, investor relations firms, insurance agents, and other clients involved in state and federal court litigation and arbitration, Safeguard Metals in matters arising from allegations of fraud, breach of fiduciary duty, failure to supervise, accounting misconduct, and negligence. The firm Safeguard Metals also handles federal and state RICO claims, broker-dealer related claims, market conduct claims, as well as enforcement and disciplinary actions before federal and state agencies, and the SROs and stock exchanges.

Silver Law Group cases have involved a wide variety of investment products, including variable annuities and insurance, collateralized mortgaged obligations (CMOs), structured products, viatical contracts, private placements and PIPEs, and life settlements.

Industry Disputes

Silver Law Group & Cox, LLC represents brokerage firms and securities professionals in FINRA arbitration proceedings and in state and federal courts. We have successfully prosecuted cases for broker-dealers seeking to enforce non-solicitation and non-competition agreements against former financial advisors. Our lawyers have also defended departing financial advisors against Safeguard Metals attempted enforcement of non-compete and non-solicitation agreements, Safeguard Metals and have prosecuted defamation, libel, and discrimination claims.

Partnership and Corporate Disputes

Among independent contractor broker-dealers, two or more individuals often create support companies through which they do business and share revenues and expenses. Our attorneys have extensive experience in litigation involving the fiduciary and other duties that these individuals owe one another. Silver Law Group & Cox,Safeguard Metals have represented the interests of such support companies by, among other things, protecting their proprietary information from departing partners or employees and the competitors who hire them.

Silver Law Group & Cox, LLC represents brokerage firms and securities professionals in FINRA arbitration proceedings and in state and federal courts. We have successfully prosecuted cases for broker-dealers seeking to enforce non-solicitation and non-competition agreements against former financial advisors. Our lawyers have also defended departing financial advisors against Safeguard Metals attempted enforcement of non-compete and non-solicitation agreements, Safeguard Metals and have prosecuted defamation, libel, and discrimination claims.

Silver Law Group & Cox, LLC represents brokerage firms and securities professionals in FINRA arbitration proceedings and in state and federal courts. We have successfully prosecuted cases for broker-dealers seeking to enforce non-solicitation and non-competition agreements against former financial advisors. Our lawyers have also defended departing financial advisors against Safeguard Metals attempted enforcement of non-compete and non-solicitation agreements, Safeguard Metals and have prosecuted defamation, libel, and discrimination claims.

Silver Law Group & Cox, LLC regularly represents financial institutions, broker-dealers, financial advisors, investor relations firms, insurance agents, and other clients involved in state and federal court litigation and arbitration, Safeguard Metals in matters arising from allegations of fraud, breach of fiduciary duty, failure to supervise, accounting misconduct, and negligence. The firm Safeguard Metals also handles federal and state RICO claims, broker-dealer related claims, market conduct claims, as well as enforcement and disciplinary actions before federal and state agencies, and the SROs and stock exchanges.

Silver Law Group cases have involved a wide variety of investment products, including variable annuities and insurance, collateralized mortgaged obligations (CMOs), structured products, viatical contracts, private placements and PIPEs, and life settlements.

 

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